Frequently Asked Questions

+ What is Portfolio Management Services (PMS)?

Portfolio Management Service is a tailor made professional service offered to cater the investments objective of different investor classes. The Investment solutions provided by PMS cater to a niche segment of clients. In simple words, a portfolio management service provides professional management of your investments to create wealth.

+ What are the benefits of investing through PMS?

There are many benefits of availing Portfolio Management Services. Some of them are:

Professional Management: PMS provides professional management of portfolios with the objective of delivering consistent long-term performance while controlling risk.

Constant Portfolio Tracking: We understand the dynamics of equity as an asset class, so we track your investments continuously to maximize the returns.

Risk Control: Well defined investment philosophy & strategy acts as a guiding principle in defining the investment universe. We have very robust portfolio management software that enables the entire construction, monitoring and the risk management processes.

Convenience: Our Portfolio Management Service relieves you from all the administrative hassles of your investments. We provide periodic reports on the performance and other aspects of your investments.

Transparency: You will get account statements and performance reports on a monthly basis. That’s not all; web access will enable you to track all information relating to your investment on daily basis. A password protected web login will enable you to access details of your investment on click of a button. The following portfolio reports are accessible online:

a) Performance Statements

b) Portfolio Holding Reports

c) Transactions Statements

d) Capital Gain/Loss Statements

e) Along with it we also send half yearly reports and yearly Audited reports for convenient Tax Filing.

Dedicated Relationship Manager: Your Relationship manager will help you carefully understand your financial goals and advise you the right product mix. The relationship managers ensure that you receive periodic updates and account performance reports.

Personalized Approach: In PMS, you gain direct personalized access to the professional money managers who actively manage your portfolio. This interaction may come in various different ways including in-person meetings, conference calls, written commentary, etc with the fund management team

+ Who can open a PMS account with us?

a) An Individual

b) A Hindu Undivided Families

c) An Association of Persons

d) A Limited Company

e) An NRI, overseas company, firm, society or trust (subject to RBI approval)

+ How can I monitor the performance of my portfolio?

As a part of our service offering and in an endeavor to provide complete transparency of the dealings in the clients PMS account, the following reports are shared with the clients in their personal account on the website. The reports are daily/monthly reports.

a) Performance Appraisal

b) Portfolio Appraisal

c) Portfolio Position Analysis

d) Statement of Dividend

e) Statement of Expenses

f) Capital Gains Report

g) Transaction Statement

h) Trial Balance

i) P&L and Balance Sheet

j) Clients are provided with a login id and password which will enable 24*7 access to the details of the investments on click of a button.

k) Audited reports certified by a CA will be sent to all clients annually after March-year end audit is completed.

+ How do I keep a track on Investments and take part in investment decision making process

NAFA AMC provides discretionary Portfolio Management Services wherein the portfolio manager manages your portfolio without having to bother you with the day to day decisions. The portfolio manager takes all the investment decisions on your behalf.

However, we do a comprehensive reporting to maintain complete transparency in managing your portfolio. You will receive regular updates and a detailed report on your portfolio, allowing you to track its activity and performance.

+ Can I specify sectors that I want or don't want to hold?

We offer discretionary as well as non-discretionary portfolio management services. In our discretionary portfolio management service, the discretion to invest primarily lies with the portfolio manager. However at the time of giving us the portfolio you can give us list of securities, sectors, etc. which you do not/cannot invest in your portfolio due to reasons like conflict of interests, religious beliefs etc. and we will take care of your need.

+ Can I book my profits partially any time?

Yes, you can withdraw your profit anytime you want, provided your portfolio‘s value does not fall below the prescribed limit of Rs. 50 Lacs, as per SEBI regulations.

+ How can I add further investment to my existing PMS account with NAFA Asset Managers PMS Account?

You can give minimum Rs.50,000 as a top up (additional investment) in any of your strategy accounts.

+ How can I put money in my PMS account?

Your PMS account will activate only after you deposit a minimum of Rs. 50 lacs in the account (combination of cash and stocks).

To put in money, you can use one of the following ways:

Cheques: Cheques: will be in the name of NAFA AMC - (Name of the strategy).

Bank Transfer: If you have banking facilities you can transfer funds in Indian Rupees to your PMS account by online transfer (RTGS/NEFT) or wire transfer.

+ What are the fees in PMS?

PMS firms can charge one or both of fixed fees and performance linked fees depending on the product. A fixed fee is a management fee (as in a mutual fund), charged as a percentage of assets under management. Performance fees are charged as a percentage of returns above a certain hurdle rate.

Please contact us for the fee structures on our products.

+ Can I use my Demat holding of stocks to make investment in NAFA Asset Managers Account?

You can use your current securities / shares to make investment in PMS Account, but these will have to be liquidated and the sale amount should be minimum Rs. 50 Lacs

+ Can an NRI avail of Portfolio Management Service?

The Portfolio Management Services is open for all Indian nationals, resident or otherwise. NRIs will have to open a Portfolio Investment Scheme (PIS) Account as required under RBI guideline in order to invest in the PMS scheme.

+ Can I open a PMS account with a combination of cash and stocks?

Yes, you can open a PMS account with a combination of cash and stocks. The initial portfolio of securities/ shares will be re-aligned as per the model portfolio.

+ Will it help me on my tax status?

We provide each client an audited tax statement of his portfolio annually. This can be used for calculating your tax liability and hence forth filing returns. However, we advice all our clients to consult their tax consultant before filing of their tax returns.

+ How do I open a PMS account with NAFA Asset Managers PMS?

You can open a PMS account by emailing or calling our Director, Gaurav Bhalla on: gauravbhalla@nafaassetmanagers.com or
+91 98109 78080